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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NOTICE OF FILING OF A PROPOSED RULE CHANGE, AS MODIFIED BY PARTIAL AMENDMENT NOS. 1 AND 2, BY MIAX SAPPHIRE, LLC TO AMEND EXCHANGE RULE 402, CRITERIA FOR UNDERLYING SECURITIES, TO LIST AND TRADE OPTIONS ON COMMODITY-BASED TRUST SHARES

WASHINGTON, March 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change, as Modified by Partial Amendment Nos. ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EQUITY 4, RULES 4120, 4702 4703, AND 4757

WASHINGTON, March 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Pro... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE CLEARING AGENCY RISK MANAGEMENT FRAMEWORK

WASHINGTON, March 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Prop... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ANTARES STRATEGIC CREDIT FUND, ET AL.

WASHINGTON, March 19 -- Securities And Exchange Commission has issued a notice called: Antares Strategic Credit Fund, et al. The notice was published in the Federal Register on March 19 by Vanessa A.... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE TO ADOPT NEW FEE CATEGORIES FOR THE EXCHANGE'S PROPRIETARY MARKET DATA FEEDS

WASHINGTON, March 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE CLEARING AGENCY RISK MANAGEMENT FRAMEWORK

WASHINGTON, March 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effective... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOINT INDUSTRY PLAN; NOTICE OF FILING OF AMENDMENT TO THE NATIONAL MARKET SYSTEM PLAN GOVERNING THE CONSOLIDATED AUDIT TRAIL REGARDING THE PROPOSED CUSTOMER AND ACCOUNT INFORMATION SYSTEM AMENDMENT

WASHINGTON, March 19 -- Securities And Exchange Commission has issued a notice called: Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE FEE SCHEDULE TO ADOPT NEW FEE CATEGORIES FOR THE EXCHANGE'S PROPRIETARY MARKET DATA FEEDS

WASHINGTON, March 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effec... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: COLUMBIA CREDIT INCOME OPPORTUNITIES FUND AND COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

WASHINGTON, March 19 -- Securities And Exchange Commission has issued a notice called: Columbia Credit Income Opportunities Fund and Columbia Management Investment Advisers, LLC. The notice was publi... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND RULE 19.3 TO PERMIT THE LISTING OF OPTIONS ON COMMODITY-BASED TRUST SHARES

WASHINGTON, March 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule... Read More